monitoring and direct annual meeting and proxy vote
escrow and rights offerings
and Paying Agent services
to electronic book entry conversion
*We safeguard all transfer information, even
beyond our SSAE16 (SAS70) certified process, and maintain a Financial
Institution Blanket Bond that has been registered with the SEC since 2009. We maintain compliance through annual SEC
audits. We’re regulated by the IRS for the cost basis-reporting rule and uphold
full compliance. We’re also active members of the STA.
Direct’s employees are knowledgeable, friendly and prompt in processing our
requests as well as answering inquiries from our clients. In addition, their
website is easy to navigate. The customer service (and website) are a definite
upgrade from our previous transfer agent.”
Carol Isaac - Senior Vice President | Paragon Bank
Leading stock transfer agent focused on compliance
Direct Transfer is large enough to give you the full service of a large transfer agency, yet small enough to pick up the phone, develop relationships, and provide you with a top notch personal experience. Interested in learning more about our services? We would be happy to answer any questions that you may have.
Issuer Direct® is an industry-leading communications and compliance company focusing on the needs of corporate issuers. Issuer Direct’s principal platform, Platform id., empowers users by thoughtfully integrating the most relevant tools, technologies and services, thus eliminating the complexity associated with producing and distributing financial and business communications. Headquartered in RTP N.C., Issuer Direct serves more than 2,000 public and private companies in more than 18 countries.
US Global HQ
500 Perimeter Park Drive, Suite D Morrisville NC 27560